Position Description
Our Canadian operations are currently looking for an experienced Supervisory Analyst who holds both IIROC and FINRA registrations. Hours are 2:00pm to 10:00pm EST Sunday to Thursday with flexibility to cover vacations/busy periods. The role can be in person, remote, or hybrid.
Responsibilities:
- Edit, review, approve and publish Canadian equity research:
- Clear research against global grey and restricted lists, and verify that research meets regulatory requirements;
- Ensure that recommendations/valuations comply with firm policies;
- Work with analysts and associates to ensure that clarity, accuracy, and readability are achieved;
- Ensure correct grammar and adherence to house style;
- Publish and distribute research to institutional clients;
- Liaise with, and back up, global SA team as required;
- Work with compliance department to ensure observance of regulations and firm policies.
